Schedule FINSA Client Advisor - Professional Knowledge and Code of Conduct under FINSA

Schedule

TOPICS  LESSONS
Financial Markets  1.4
Equity Securities  2.2
Fixed-Income Securities  2.3
Pooled Investments Vehicles  1.0
Derivatives  2.1
Structured Products  0.4
Portfolio Management Process  0.8
Corporate Loans  1.0
Code of Conduct Legal  2.0
TOTAL   13.2